Reyhani Nemirovsky Lawyers Recognized as 2014 Super Lawyers

September 24, 2104 New York – We are pleased to announce that Dimitri Nemirovsky and Bryan Reyhani were selected for inclusion in the 2014 edition of New York Metro Super Lawyers and Super Lawyers Rising Stars.  No more than 5% of the attorneys in New York State are selected for Super Lawyers and less than 2.5% of New

Read more

Reyhani Nemirovsky LLP Accepts Bitcoin For Payment

NEW YORK – December 16, 2013 – Reyhani Nemirovsky LLP announced today that it will accept Bitcoin for payment of its legal services. When the firm launched in April 2012, the firm’s founders set out to create a nimble and flexible firm that met the ever-changing needs of its clients.  Accepting Bitcoin as a form of payment

Read more

Why Financial Services Firms Should Prepare For Bitcoin

Law360, New York (December 11, 2013, 1:31 PM ET) — When investors froth at the opportunity to participate in the next big investment idea to get rich quick, the result sometimes can result in an investment bubble. Most notable in recent history are the dot-com bubble of the 1990s and last decade’s credit and real

Read more

Reyhani Nemirovsky Attorneys Recognized as 2013 Super Lawyers Rising Stars

September 18, 2013 New York – We are pleased to announce that Bryan Reyhani and Dimitri Nemirovsky were selected for inclusion in the 2013 edition of New York Metro Super Lawyers Rising Stars.  No more than 2.5% of the attorneys in New York State under the age of 40 are selected to the Super Lawyers Rising Stars

Read more

SEC Enforcement Initiatives and Priorities 2013

On July 16, 2013, Andrew Ceresney, Co-Director of Enforcement, U.S. Securities & Exchange Commission, spoke at the SIFMA Compliance and Legal Society monthly luncheon about Enforcement’s initiatives and priorities. Enforcement Initiatives Mr. Ceresney opened his remarks by providing a general description of Enforcement’s recent initiatives, including penalties and other remedies, the Center for Risk and

Read more

FINRA Investigations — To Joint Rep Or Not To Joint Rep?

Law360, New York (March 12, 2013, 12:38 PM ET) — Q: Do you understand that your counsel represents both the firm you work for and other individuals in this matter? A: Yes. Q: Do you wish to proceed? A: Umm … yes? This exchange, or something similar, should sound familiar to any lawyer who has been

Read more

FINRA’s 2013 Regulatory Priorities

On January 16, 2013, FINRA Chairman and CEO, Richard Ketchum, spoke at the SIFMA Compliance and Legal Society monthly luncheon about FINRA’s regulatory plans and priorities for the upcoming year.  As set forth below, Mr. Ketchum covered topics that were previously identified by FINRA in its 2013 Regulatory and Examinations Priorities letter, which can be

Read more

Sweep Exams: What, When, Why and How to Prepare and Respond

On December 18, 2012, a panel composed of regulators and industry experts spoke at the SIFMA Compliance and Legal Society monthly luncheon regarding various aspects of sweep exams.  The panel was moderated by C&L Executive Director R. Gerald Baker and was comprised of: William Wollman, Senior Vice President, FINRA; Suzanne McGovern, Assistant Director, U.S. Securities

Read more

Will New Court Ruling Give Troubled Advisors Clean Slate?

FUNDfire, October 5, 2012 Your Q&A is your opportunity to get your questions answered by industry leaders. Q.  What are the main takeaways for advisors of the recent California court ruling on broker-dealers clearing their FINRA records of past customer complaints? — Advisor, high-net-worth focus, California Answered by Dimitri Nemirovsky, the cofounding partner of the

Read more

How FINRA Rule 2111 Affects Fee-Based Accounts

Law360, New York (September 10, 2012, 12:01 PM ET) — The Financial Industry Regulatory Authority’s new suitability rule may well have an unintended positive effect on fee-based accounts for member firms. For some time, member firms have grappled with utilization issues relating to fee-based, or so-called “wrap-fee,” accounts. In certain circumstances, the fees charged to fee-based

Read more
Page 1 of 212»