About Us

The firm’s practice focuses on securities enforcement, regulatory investigations, securities litigation and arbitration, internal investigations, registration and licensing issues, and business consulting.  With decades of combined experience in the financial services industry and years of practice both in-house and at nationally recognized big-law firms, we have a deep knowledge base and familiarity with myriad securities-related issues and products.

What makes us different – The recent financial crisis has changed the legal landscape and presented an opportunity to create a dynamic, nimble and flexible firm to better address our clients’ needs.  Whether by the hour, flat or cap fee, or contingency, we partner with our clients to provide top-quality representation through the most cost-effective billing structure.   The firm’s lawyers have long standing relationships with top-quality law firms and specialists from around the country, providing the firm with access to resources and efficiencies to best maximize the services we offer our clients.  Although we are a boutique firm, we cast a large footprint.

Responsiveness – The firm is committed to providing exceptional service by leveraging its cutting-edge technology to provide focused top-of-the-line and cost-effective representation.  We are accessible almost anytime and with our extensive archive of industry intelligence, can provide a prompt response to most inquiries.

Our Culture – The firm’s lawyers have proven time and again that positive results should not be left to chance, which is why we are built around a culture of hard work and a “get it done” attitude.  With years of experience representing Wall Street, we recognize our clients’ expectations, and fulfill those expectations through a results-oriented and big-picture approach to success.  With our in-depth preparedness, attention to detail, comprehensive understanding of often complex issues and zealous advocacy, we provide our clients with the tools necessary to achieve successful results. The firm’s clients recognize our unwavering commitment to their interests and appreciate our direct and candid case evaluations.  We provide value-added representation by building long-lasting consultative relationships with our clients and tailor our representation to the specific needs of each client, formulating early evaluations and optimal initial strategies to avoid unnecessary expenses.

Our Community – The firm’s lawyers recognize the importance of giving back to the community.  We contribute to and raise money for various charities, including significant charitable work for breast cancer research organizations.   We also coach youth sports and participate in charitable events within our respective communities, and provide pro bono service to those less privileged.